We are seeking a Risk and Regulatory Compliance Officer who will have specific responsibility for providing support and advice on the identification and management of regulatory compliance risk.
You will be the Compliance Officer and Money Laundering Reporting Officer and this role will include making decisions on disclosure of suspicions and liaising with financial crime agencies; and responsibility for operational risk support.
The role has influence at all levels of seniority, and supports the Chief Compliance Officer in ensuring that all activities undertaken comply with legal, ethical and regulatory requirements.
In depth knowledge and experience of the responsibilities of a Risk & Compliance Officer in an investment management or life assurance business. Candidates with investment management experience are preferred
Relevant professional qualifications or extensive experience in a similar role
Sound understanding of different categories risk from a technical and operational perspective
Operating in a multi-jurisdictional environment
Working in a business going through continuous upgrading, change and growth
Able to represent the Group on industry bodies