Compliance Officer Assistant

Job Description

Duties include:
Collation of KYC/CDD documents on new and existing clients
Undertaking online searches and checks in relation to clients and related parties
Assisting with completion of compliance monitoring programme
Involvement with ongoing compliance projects and implementation of regulatory change
Maintenance of compliance registers and training records

Skills and experience required:
Sound knowledge and understanding of AML/CTF requirements, especially in relation to KYC/CDD
Minimum two years’ experience in a compliance related role
Understanding of the financial services industry including the TCSP environment
Awareness of the regulatory framework.
Understanding of the risk based approach to AML/CTF including identification and assessment of risks
Experience on documenting of procedures
Relevant compliance or AML/CTF qualification from a recognised body, or willing to undertake such a qualification