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Customer Services Administrator - New Business       Ref: 00021212       East

This role would suit a high performing administrator, with an in-depth understanding of customer due diligence, new business acceptance and regulatory requirements. Duties: Reviewing and inputting of new business applications Ensuring that new business applications have been accepted in line with RL360 s internal guidelines Contacting Financial Advisers and Customers to request outstanding information Skills and experience: A minimum of 2 years financial services experience id...

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Investment Management Roles       Ref: 00020890       Douglas

Our client is seeking experienced and ambitious investment professionals who have a passion for investments and are driven to perform. Successful applicants will be suitably experienced and qualified with a demonstrable track record. The role can be tailored to suit the capability, expertise and seniority of the applicant; however, typical functions would include: · Responsibility for one of more elements of the Firms investment strategy · Oversee, direct and prepare research and detailed inv...

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Asset Services Administrator       Ref: 00021242       Douglas

In this 4 month project you will be reviewing and updating a number of security data fields on the Investment Database. You will have Investment experience with at least an understanding of Securities. Excellent organisational skills and high level of accuracy and attention to detail is also required. ...

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Compliance Assistant       Ref: 00021166       Douglas

Duties include: Handling queries from members of staff and providing recommendations and/or guidance Review of KYC/CDD received for individuals and/or entities and addressing any potential deficiencies with KYC/CDD Conducting background checks on individuals and/or entities Risk Cycle File Reviews FATCA and CRS screening PEP screening and enhanced DD activities Assisting with process and procedure drafting Assisting with internal audit and monitoring activities Assisting with New Bu...

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Senior Risk Manager       Ref: 00020925       Douglas

Duties include: Develop effective relationships with internal directors, managers and compliance officers across the Group as well as third parties and professional advisers as required in order to deliver personal and functional objectives Deliver effectively all tasks and ad hoc duties as requested and required to support the Management Committee, the Group Board and the Group Risk and Compliance Committee Help Business Units to understand the issues identified through risk monitoring and...

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Compliance Roles       Ref: 00021127       Douglas

Duties include: Ensuring compliance with the relevant gaming acts, regulation and other applicable legislation Maintaining appropriate records and registers to meet regulatory requirements Participating in regulatory audits where required Acting in an advisory capacity providing guidance on customer service, fraud and complaints impacting the Isle of Man and UK licensed entities in liaison with the outsource support centre Preparing and carrying out compliance assurance testing Working...

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Compliance Technician       Ref: 00021241       Douglas

Duties include: Act as a Monitoring Officer. Write monitoring reports and add value to the business, by identifying areas of regulatory weakness or where procedures can be improved Maintain a database of any non-compliant items, including action plans and timescales for the rectification of such items, and regularly monitor progress through to correction Investigate staff AML disclosures and fraud cases for the MLRO or DMLRO to review; prepare sign off forms & disclosure documents Maintain a...

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Sales Executive       Ref: 00021239       Douglas

Duties include: Selling to warm leads Manage your own lead pipeline, workflow and priorities through to sale Managing aftersales relationships including ongoing relationship building and cross selling/referral opportunities Creating your own leads Managing clients from application through to payment Monitor competition by gathering current marketplace information on pricing and products etc. Recommends changes in products, service, and policy Maintain professional and technical knowledg...

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Office Administrator       Ref: 00021240       Douglas

Duties include: Handling of sales requests Management of client communication in response to sales requests Stock movement administration including internal comms for purchase requirements Invoice generation and onward communication to clients Skills and experience required: Highly organised Confident communicator (email, phone) Efficient and accurate administration Ability to work independently Experience of sales function and stock management would be an advantage Knowledge of usi...

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Investment Administrator - Settlements       Ref: 00021221       Douglas

Duties include: Take responsibility for the resolution of client queries within agreed timescales Record errors for further analysis to prevent reoccurrence Follow documented procedures and recommend changes where necessary to ensure ongoing improvement within the department Ensure that outstanding reconciliation items are investigated and cleared within agreed timescales Assist with the collection of the quarterly DFM and platform prices ensuring that any differences outside the ...

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